Cooperation: The Driving Force in Climate Governance

UN flag

The looming uncertainties of climate change are an imperative call-for-action for swift international cooperation between nations in order to reduce emissions and “to achieve…stabilization of greenhouse gas concentrations in the atmosphere at a level that would prevent dangerous anthropogenic interference with the climate system.”[1]  But is it really practical to expect such universal and broad-based partnership among nations with such drastically polar interests, perspectives, and opinions?  An analysis of the historical evidence shown from previous climate governance negotiations, commitments, and actions validates the liberal school’s expectation of international cooperation over a realist’s skepticism moving forward in efforts to mitigate climate change.

The realist school of international relations theory argues that nations act out of their own self-interest and from a fundamental struggle for power over other nations, and thus hardly ever cooperate on an international level.[2]  However, such cooperation is the main force for action in the climate governance arena; the United Nations Framework Convention on Climate Change (UNFCCC) has produced significant agreements[3] by major international actors aimed at greenhouse gas emissions reductions, which endorses the liberal institutionalist school’s assertion that international institutions “mitigate anarchy and facilitate international cooperation.”[4]  Large numbers of nations from all different backgrounds have taken action through the UNFCCC structure to reduce emissions, whether through legally-binding commitments (Annex I nations) or on their own accord (non-Annex I nations).  Forty-four developing countries have submitted Nationally Accepted Mitigation Actions (NAMAs) from 2009 to 2012[5] outlining their plans to reduce their greenhouse gas emissions while under no legal obligation to do so, which contradicts the realist assertion that, when given the opportunity to, a nation will free-ride off the efforts of another.[6]  This elevation of the common good over national self-interest undercuts realism’s core tenet that all international relations are inherently power struggles; nations of sometimes opposing stances (e.g. the current tension between the Russian Federation and the European Union over Ukraine) have put aside their differences and taken meaningful international action to address the growing specter of climate change.

A strong example supporting liberalism is the Kyoto Protocol.  If realism were true in climate governance, it would have been expected for the agreement to have floundered and failed after US pulled out of the negotiations in 2001; however, “…the absence of the United States served to galvanize the European Union and G77 + China into further action, and with the Russian ratification of the Kyoto Protocol in 2005 it entered into force.”[7]  This signals that the international institution of the UNFCCC and the cooperative attitudes of many nations in the negotiations prevail over actions of single nations, and verifies the general alignment between climate governance and the liberal school of thought.

A major factor in the liberal framing of cooperation is the concept of confidence-building measures, which “develop the trust and confidence necessary for resolution of larger conflicts.”[8]  Previous agreements made during the UNFCCC function in this capacity, as progress has already been made, but there is still more work to be done.  Emissions for all Annex I parties (most of the major emitters of the world) including the US have decreased by 6% from 1990-2008[9] and “together, the commitments made by developed and developing countries cover more than 80 per cent of global emissions, and, if delivered, could reduce emissions from BAU by 6.7-7.7 billon tonnes.”[10]

One of the criticisms realists argue against international institutions like the UNFCCC is that there is a lack of enforcement of a nation’s actions as they align against their previous commitments, and, thus, anarchy reigns in the world politics.  However, the enforcement arm of the UNFCCC ensures that nations not just give “lip-service” to emissions reduction but actually follow through on their commitments, with the threat of strict penalties and increased emissions reductions targets.[11]  This added accountability lends strength to the negotiation process and final commitments agreed upon by the Parties, and mitigates anarchy by restricting nations’ behaviors.

Given the evidence presented by previous agreements and negotiations, climate governance can best be described through the liberal school’s lens rather than realism’s because of the scope and durability of international cooperation that has been previously observed.  It can be expected that, moving forward in the coming years and at COP20 in Lima in December, this broad-based partnership and interaction between nations can be the rule, and not the exception.

[1] “Article 2: Objective”, United Nations Framework Convention on Climate Change, accessed September 11th, 2014.  http://unfccc.int/essential_background/convention/background/items/1353.php

[2] Russell Bova, How the World Works: A Brief Survey of International Relations (New York, NY: Longman Publishing, 2011), 8-19. [3] Namely the Kyoto Protocol (2005), the Bali Action Plan (2007), the Copenhagen Accord (2009), the Cancun Agreements (2010), and the Durban Platform for Enhanced Action (2012).

[4] Bova, 21.

[5] David Held, Charles Roger, and Eva-Maria Nag, Climate Governance in the Developing World (Malden, MA: Polity Press, 2013), 3.

[6] Bova, 241.

[7] Harriet Bulkeley and Peter Newell, Governing Climate Change (New York, NY: Routledge, 2010), 23.

[8] Bova, 20.

[9] “Compilation and synthesis of fifth national communications: Executive Summary”, United Nations Framework Convention on Climate Change, accessed September 11th, 2014.  http://unfccc.int/resource/docs/2011/sbi/eng/inf01.pdf

[10] Held, Roger, and Nag, 3.

[11] “An Introduction to the Kyoto Protocol Compliance Mechanism”, United Nations Framework Convention on Climate Change, accessed September 11th, 2014. http://unfccc.int/kyoto_protocol/compliance/items/3024.php

The Glass is Half Full

You Control Climate Change
1913
http://www.ncpa.org/pub/ba694

By Maeve Hogel

When examining different situations, people are often described to have a glass half full or half empty point of view. The glass half full people are the optimists, who always see a positive in any situation, whereas the glass half empty people tend to dwell on the negatives. In international relations, there are contrasting theories that in many ways reflect the glass scenario. Looking at the situation of climate change, realists believe that nations states’ personal interest for power will always come first, while liberalist think the self-interest can be overcome to obtain cooperation (Bova, 9-21). The voluntary efforts of many developing countries such as Costa Rica and Brazil demonstrates that liberalist theorists might just be correct that countries can reach cooperation when there is a mutual gain for everyone, not just for themselves.

            It is important first to understand liberalist theory better to see how climate change fits well under its beliefs. Liberalists are not naïve to human nature’s draw to make decisions based on self-interest. However, “liberal internationalists see many issue areas in which states have a strong mutual self-interest in working together to achieve absolute gains for the common good” (Habib, 14. Found Here). Although places may be affected to different extents, no country is safe from climate change. All peoples and countries share the environment therefore cooperation is completely necessary to combat the issue. However, being such a global issue gives countries an even stronger “mutual self-interest” in the matter. Liberalists believe, not that countries would act without receiving any personal gains, but rather that every country will receive a mutual gain which is what will lead to cooperation among all.

            David Held, Charles Roger and Eva-Maria Nag in their book, Climate Governance in the Developing World, provide several examples of countries whose individual efforts support the liberalist view that cooperation is possible. Developing countries, referred to as non-Annex 1 countries in climate policy speak, are responsible for about half of GHG emissions (Held, 7). Although historically now developed countries, such as the United States and Europe, caused the rise in temperature, developing countries will be continuing to grow in the future and therefore are crucial to climate change negotiations. If realists were correct, the self-interested, power seeking countries would gain most from continuing to grow and industrialize, telling the developed countries to essentially clean up the messed they caused. However, after the Copenhagen Accord in 2009, developing countries were able to make commitments called Nationally Appropriate Mitigation Actions (NAMAs). These were not required but 44 developing countries decided to make a commitment to reductions of emissions by their own choice (Held, 3).

            Brazil and Costa Rica are among several developing countries that have gone above just a NAMA commitment and have really been leaders in climate change initiatives. Brazil, a country that has seen rapid economic growth and is a larger emitter due to deforestation, has made large efforts to cut back on deforestation and to decrease their emissions in that past several years (Held, 13). Costa Rica is a tiny country in comparison to Brazil and has not seen anywhere near the same rapid expansion and growth . Costa Rica though, like Brazil, has made big voluntary efforts to reduce their emissions. With a history rich in deforestation as well, Costa Rica has vowed to go many steps farther then Brazil in hoping to be the first carbon neutral country (Held, 14).

            Brazil and Costa Rica are not by any means the only countries to be voluntarily attempting to reduce their emissions. However, these two countries exemplify the liberalist’s belief that cooperation will be possible since all countries will gain, in the long run, from stopping the planet from continuing to warm. Of course there is still a long way to go when it comes to cooperation on climate change policies and initiatives and there are still plenty of countries that are not making large voluntary efforts. However, no one is saying the glass is completely full just yet, but it’s certainly not half empty.

Held, David, Charles Roger, and Eva-Maria Nag. Climate Governance in the Developing World. Cambridge, 2013. Print

Bova, R. How to think about world politics, realism and its critics. 2011.

Habib, Benjamin. Climate Change and International Relations Theory. 2011.

Realism Loses Touch with Reality

Cartoon on realism from “International Relations Theory Illustrated.” Honeymonth. WordPress, 8 June 2012. Web. 10 September 2014.
Cartoon on realism from “International Relations Theory Illustrated.” Honeymonth. WordPress, 8 June 2012. Web. 10 September 2014.

 

There are three main paradigms of international relations theory: realism, liberalism, and constructivism. Realism states that all states are driven to act in their own best interests in unchangeable world of anarchy, requiring a large military at times to maintain security (Bova 8-19). Liberalism states that global cooperation and movement past realism is possible through three main ways- international institutions, commerce between states, and the spread of republics less likely to sway towards war (Bova 19-22). Constructivism states that although states tend towards power-seeking opportunities, the anarchy of international relations does not necessitate such behaviors and furthermore, new norms and non-state actors such as transnational organizations and individuals also play a part in whether states follow a realist path of action or not (Bova 24-26). These paradigms are used to understand behaviors and interactions between actors in the international arena. Thus members of each paradigm have a different take on how global politics will play out in regards to global climate change. Dr. Russell Bova, in his textbook “How the World Works,” writes “in short, for realists, the expectation that global environmental crisis will lead to cooperative responses is both naïve and contrary to the record of human history” (249-50).

Efforts thus far in governing global climate change include, among other things, forming the UNFCCC and the Kyoto Protocol, and hopefully soon, a new mitigation agreement to replace the Kyoto Protocol in COP21 in Paris in 2015. However, these are not the only methods by which states and other parties in the world address climate change. Other efforts include private encouragement of sustainable, renewable energy development (Held, Roger, Nag 19), sub-national government efforts like carbon trading within individual U.S. states, and NAMAs, or National Appropriate Mitigation Action. Evidence from efforts to govern global climate change do not support this realist view, and in fact, none of the above paradigms perfectly explain the global climate change international responses and governance. Nevertheless, liberalism best describes the recent history in global climate change governance while constructivism describes the near future of global climate change governance.

Nation-states and interstate governance is only one facet of addressing global climate change. Any paradigm focusing on states as the main/only actor in international relations ignores some of the most important actors global climate change governance. Thus, realism which argues nation-states are the only actors in the international relations arena fail to acknowledge key actors in global climate change governance and thus do not explain current trends in global governance. Liberalism proves more hopeful in terms of its acknowledgement of non-state actors, as exemplified by institutional liberalism. Institutional liberalism looks to the formation of formal international governance bodies and laws to turn the world away from a realist fate. Such institutions include the UNFCCC and Kyoto Protocol. However, as Bulkeley and Newell point out in their introduction, the multi-scale, multi-actor nature of global climate change problems requires a “shift away from the position that the nation-state is the only or necessarily most important unit of climate politics” (4). Thus the institutions that liberalists propose still do not align with newer attempts to govern global climate change including non-state actors. Looking backwards, liberal institutionalism explains the Kyoto protocol and UNFCCC but fails to explain what the future might hold if politics are to go down the path Bulkeley and Newell suggest.

Lastly, constructivism may be the most promising paradigm to explain current attempts at global climate change governance as it touches on the need for inclusion of non-state and transnational actors as they promote ideas which promote moving away from realist state behavior. The key to constructivism is that it does not require a structural change such as international law to govern a state’s behavior away from realist tendencies (Bova 27). Therefore, it offers a third option to addressing climate change on a global level besides institutionalism (liberalism) and war (realism). Because constructivism does not require a state-centered governance structure, it falls along the line of Bulkeley and Newell’s thinking that future politics will move past state-centered governance structure as more and more types of actors hold important parts in mitigation and adaptation efforts.

Realism developed to explain countries’ actions in post WWII and Cold War politics (Bova 8) and has lost its relevance as issues like climate change require a cooperative multi-level, multi actors approach to solve the problem. Consequently, the newest paradigm of constructivism, best explains why global governance regarding climate change is going towards a less state-centric approach. Wide-scoped problems call for wide-scoped responses as is reflected in a turn to the constructivist approach to global governance problems.

 

Works Cited

Bova, Russell. How the World Works. Longman Publishing, 2011. Print.

Bulkeley, Harriet, and Peter Newell. Governing Climate Change. New York: Routledge, 2010. Print.

Held, David, Charles Roger, and Eva-Maria Nag, eds. “Editors’ Introduction: Climate Governance in the Developing World.” Climate Governance in the Developing World. Malden: Polity Press, 2013. 1-25. Print.

The IPCC as an Avenue to World Peace

 

For as long as there have been humans, there has been conflict and attempts to remedy it. These attempts have been in the form of treaties, intergovernmental organizations, or merely a compromise between two people. The League of Nations was a notable example of an attempt to remedy global conflict. Formed in the aftermath of World War I to foster international security and sustain peace. It was notable in that it represented a fundamental shift from the diplomatic philosophy of the preceding hundred years: The League lacked an armed force of its own and depended on member countries to enforce its resolutions and provide an army if needed. The League of Nations ultimately failed, but it inspired a myriad of intergovernmental organizations post-World War II, among them the United Nations (UN), the European Union (EU), the North Atlantic Treaty Organization (NATO) and the International Monetary Fund (IMF). All of these organizations were created to in some way forge a more peaceful world.

The Intergovernmental Panel on Climate Change (IPCC) is an intergovernmental body under the UN, created in 1988 to assess scientific information relevant to climate change, its impacts, and options for the mitigation of it. The creation of the IPCC was obviously a huge step forward in combating global climate change, as it brought together the ideas of independent scientists in separate fields around the world in an institution devoted to the full-time study of climate change and the addressing of urgent policy questions. But the creation of the IPCC might have been just as important in areas unrelated to climate change.

Stephen R. Weart only mentions it only in a very short, two-paragraph section in his book, The Discovery of Global Warming. But as an international relations major, this short section stood out to me. It discusses the IPCC as being an important player in the promotion of world peace.

One of the problems that international organizations have in creating more peaceful relationships between countries is that all member countries will naturally have conflicting national interests. Just look at the US and Russia—the US has vetoed 14 UN draft resolutions, and Russia has vetoed 11. Realist theory dictates that all states will act in their national interest and increase their power, even at the expense of other countries, because this is the only way for states to ensure their national security in an anarchic system—to become the most powerful state in the system. International institutions were created as a way to mitigate this anarchy, but as long as states remain sovereign the international system remains anarchic.

What makes the issue of global warming different from many other issues that the UN deals with is that the slowing of climate change is mutually beneficial to all countries. While it might not be in all countries; interest to allow Ukraine to join the EU, or to drive Bashar Al-Assad out of power in Syria, it is in all countries interests to mitigate global warming because the effects of a warmer climate on areas such a as a country’s economy, population and on the global food supply will be devastating. Getting countries to work cooperatively on an issue that is mutually beneficial is far easier than getting countries to work together on issues that are more decisive, and countries that cooperate form better relationships and will be less likely to come into conflict with each other. Why are we more scared of North Korea than of the UK, even though the UK has far more nuclear capabilities than North Korea? The UK theoretically should be a bigger threat to us than North Korea, but because we have a good relationship with the UK, we aren’t worried about coming into conflict with it. If these beneficial relationships can be formed between countries through cooperation on an issue that is mutually beneficial, it could be possible to foster more peaceful relationships in the international system. Of course, there are many other problems that must be dealt with before a lasting peace is achieved, but the IPCC could definitely play a major role in creating a lasting peace in the future.

US: political agreement, not a legally binding treaty

The New York Times reported yesterday that President Obama is seeking an international agreement that would be based on voluntary pledges that would not be legally binding (Obama seeking climate accord in lieu of treaty, Aug 26, 2014). This is a critical question for the UN climate negotiations that we will attend in Lima in December, and one that we will discuss during the semester. Many Parties to the UN Framework Convention on Climate Change (UNFCCC) take the view that, for international efforts to be effective at preventing ‘dangerous’ climate change, nations must make commitments to reduce emissions of greenhouse gases that are legally binding — similar to the approach embodied in the Kyoto Protocol, but with more stringent commitments that would apply to all major emitters of GHGs, if not all nations. Other Parties have promoted a different approach in which nations make pledges to take action on climate change. The US is an important proponent of this approach, and has been for some time. Under this alternative approach, each Party would, within some agreed parameters, decide the form and stringency of its pledge. This approach is embodied in the Copenhagen Accord and Cancun Agreements of the UNFCCC. Enforcement would not be through international legal channels, but through political pressure brought to bear by other nations, and a desire on a national government to create or maintain a reputation of being true to its word. The Obama administration has referred to this as “name and shame.”

Later this semester we will read a paper by Daniel Bodansky of the University of Arizona that compares these two approaches, and recommends that Parties to the UNFCCC draw on both in seeking a way forward. See his paper The Durban Platform: Issues and Options for a 2015 Agreement, from the Center for Climate and Energy Solutions.

When you read the NY Times article, also read some of the comments. You’ll see that the ‘Merchants of Doubt’ have been effective at seeding confusion and misinformation about climate science.