Holocaust as an Outcome of Modernity

Bauman’s introduction to Modernity and the Holocaust raises questions pertaining the Holocaust and its relationship with modern civilization.  While there are many historical and theological arguments attached to the questions raised, there are minimal accounts of sociological arguments.

If looking though through a historical/theological lens, one can find how modernity contributed to the Holocaust.  While human beings would like to think only about the positive outcomes of modernity, we must think of the negative outcomes that resulted in such a change in society.  While there is not a specific beginning of modern society, I believe in the later 19th century when individuals moved to urban cities due to industrialization, the shift in society changed to a more modern view.  Life shifted away from religion and more towards consumerism and urban ideals.  With modernity taking over, industrialization began to sweep Europe.

Relating the shift of modernity to the Holocaust, Nachama Tec, John R. Roth, and Henry Feingold try to explain how modernity could have influenced the Holocaust.  A journalist from Le Monde interviewed hijacked victims who experienced divorce after their horrific experiences.  As a result, the victims were able to notice negative characteristics of their spouses that were not as obvious as before the hijacking occur.  This proves that there are hidden abnormal traits amongst all people that are most likely never to be identified by people due to the desire to only view what is the norm.  In relation to the Holocaust, while modernity is viewed as a positive shift, somehow the hidden abnormal traits were exposed, which resulted in the Holocaust.  Bauman states, “we suspect (even if we refuse to admit it) that the Holocaust could merely have uncovered another face of the same modern society whose other, more familiar, face we so admire.  And that the two faces are perfectly comfortably attached to the same body.  What we perhaps fear most, is that each of the two faces can no more exist without the other than can the two sides of a coin” (7).

Further explaining how the Holocaust resulted from the shift towards modern civilization, Feingold states, “Auschwitz was also a mundane extension of the modern factory system.  Rather than producing goods, the raw material was human beings and the end product was death, so many units per day marked carefully on the manager’s production charts” (8). As expressed by Feingold, the Holocaust produced all evidence from the modern shift, it was just the inhumane choice to destroy human beings instead of producing materialistic goods.

Modernity in the Soviet Union

In this article, historian, David Hoffman discusses the trends of modernity during the late 19th to 20th century, particularly in Russia as it became the Soviet Union. According to Hoffman, modernity is linked with the many ideals of the Enlightenment. Many tend to link the term modernity with democracy and associate it with the political and economic systems of the United States, England, and France. Hoffman briefly discusses the ideas of the enlightenment and the need for reason. Instead of associating modernity with democracy and the spread of industrial capitalism, particularly in Western Europe, the basis of modernity are science and reason, and therefore, Hoffman argues that many facets of Enlightenment thought were integral in the emergence of the Soviet Union. Hoffman also makes the argument that modernity also largely consists of the idea of stemming away from tradition and transforming into something new using rational thinking.  Hoffman continues by giving examples of how certain aspects of Russian society such as, education, the military, health, etc. transformed into the Soviet state with the use of reason and rational thinking. Hoffman focuses a lot on the creation of the welfare state. Hoffman states, “throughout Europe the interventionist welfare state resulted from new forms of knowledge, new goals of government, and new technologies of social control … in their [government officials, political leaders, and professionals] quest to order society rationally and scientifically, they strove to know the population statistically” (252). With the use of rationale and scientific thinking, statistics and studies paved the way from new observations and developments within Russian society. Hoffman describes that when observing poverty, which had been previously been viewed as “human errors,” statistics showed that poverty was a social issue that called out for the establishment of a welfare state with social work and programs that could help the impoverished become better citizens (252). Ultimately, modernity in Russia consisted of an attempt to transform individuals and society in rational and productive manner.

The Dormancy of “Aberration”

In the first chapter of Zygmunt Bauman’s “Modernity and the Holocaust”, multiple perspectives are provided regarding the relationship between modernity and the Holocaust. Bauman begins by refuting the concept of the Holocaust- or any major sociological development, for that matter- as a singular “event” that can be scrutinized in terms of the multitude of historical elements that contributed to its development. Rather, he projects the idea that unless we revise our sociological perspective on the past, we will never see it as anything but “a unique but fully determined product of a particular concatenation of social and psychological factors” (4). Though such phrasing might be a bit gratuitous, Bauman raises an interesting point here: pointing to the research of Nechama Tec, he imprints upon the reader that rather than examining the Holocaust as an “aberration” of human behavior, it must be viewed as a sort of “sleeping menace”- that the kind of moral extremism exhibited on both sides does not arise as a result of human development, but rather exists alongside the norm, and only surfaces when conditions permit (7). Bauman argues that we mustn’t examine the Holocaust through a sociological perspective, but rather see the Holocaust as a revelation of what society is capable of given the culmination of “efficiency…technology…[and] subordinate thought and action to the pragmatics of economy” (13). This inductive approach forces us to reevaluate sociological perspectives on a sweeping scale, which is Bauman’s major point, but his conclusion- that the Holocaust occurred as a result of modernity, advancement, and the conditions that they brought on- is flawed. While this assertion holds a basis in valid reasoning, Bauman merely takes steps in the right direction. The point he seems to miss, however, is ironically his own- that the correlation between the development of industrial and unethical means and the occurrence of genocide are not directly related. It becomes clear, however, when applying Tec’s disputation of the “social determinants” of morality that the Holocaust was not a result of the times, but more accurately a simultaneous development that fostered in an era of efficiency and modernity (5).

A New Society: Modernity in Soviet Russia

For most of Europe in the 19th century, modernity was seen as the emergence of nation-states, the establishment of a parliamentary democracy, and the rise of capitalism. Imperial Russia and Soviet modernity differed from this concept. Instead, their modernity focused on Enlightenment ideals such as the belief in progress, a focus on reason, and the belittlement of religion and tradition. The inclusion of Russian modernity broadens the definition parameters of this obscure term. The Soviet Union encompassed mass politics, population management, and socialism.

Anthony Gidden defines modernity as the establishment of abstract systems to measure time and space. In other words, reordering tradition to scientific and medical expert systems. In Russia, these expert systems consist of rationalizing economic production, and reorganizing the population and society. Mass politics were a major influence in Russian culture during the 19th and 20th century. In Hoffman’s article, he argues that in order to be visible to the public, experts had to employ myths and “make a participatory but nondemocratic form of politics. Experts did this by inventing traditions, specifically folk culture, in order to promote certain ideologies. These soviet experts sought to reorganize and retrain the citizens in order to make these valuable assets. The ultimate goal of citizenship was to be rational and productive. For ultimate productivity, the Russian government insisted on population management. To them, the citizens were statistics on a map. The Soviet Union introduced tactics such as sterilization in order to keep citizens at maximum efficiency. Socialist ideology played a huge part in Russian society. Socialism was a product of European modernity. Things such as elimination of private property, unequal distribution of wealth, and economic exploitation were a response to Europe’s modernity. The Soviet Union chose national interest over individual interest in order to improve the society as a whole. For the Russian government reshaping, disciplining, and mobilizing the population in order to meet industrial and welfare needs characterized modernity. As Hoffman points out, “Soviet socialism responded to challenges and aspirations of Europeans modernity.”

Technology and Instincts: Modernizing Genocide

The Holocaust may not have been an unpredictable genocide in regards to the potential extremes of human nature, but when compared to other large scale pogroms it remains an anomaly through its modernized nature. The Holocaust does not elicit the usual genocidal imagery often characterized by a type of primitiveness and chaos, but is marked by a bureaucratic industrial system in which the organization of upscaled executions became reminiscent of a pragmatically scheduled business model. How should we expect our ethical values to progress relative to industry?

Zygmunt Bauman explores the pathology behind the Holocaust in Modernity and the Holocaust, an attempt to make sense of the psychology and behavior of modern constructs applied to genocide. Bauman concludes that science has become increasingly distinguished by a “self-imposed moral silence” (29) and that science seems to be making strides in efficiency while simultaneously abandoning morality. Bertrand Russell, a renowned British philosopher (1872-1970) came to a similar conclusion in his prediction of science’s relationship with ethics in his piece ICARUS or The Future of Science in 1924. Briefly put, Russell states that mankind can produce equal good with the power of science as potential harm, but there is a pattern between his observations of men’s passions revolving mainly around “evil” desires, which makes him highly wary of advance technology in the hands of mankind.

So far it seems as though humans have held onto our instinctual ethics while developing more efficient ways to pursue them. The Holocaust remains a perfect example of this. Oddly enough, calamitous events such as this provide short term devastation, but eventual enlightenment. Could it be argued that events like the Holocaust are actually societal building blocks to understanding human behavior and preventing genocide in the future? Or will violence always be as certain as death and taxes?

Understanding Bauman’s “Civilized Nazis” Theory in the Context of Modernity

In the introduction to his most famous work, Modernity and the Holocaust, Zygmunt Bauman argues from a sociological perspective that the genocide of non-Aryans by the Nazis in an effort of ethical cleansing can only be strictly understood in the context of a modern and civilized society. His view is quite radical, especially to those raised in the West who have been ingrained with the ideology that developed cultures exclude those that practice all forms of brutal savagery, particularly a Holocaust. Bauman throws away this traditional theory. He also rejects the thesis that the Holocaust was the work of madmen or explainable through European anti-semitic tendencies as extremely simplified and therefore non-considerable.

On the other hand, Bauman asserts his own powerfully convincing thesis — That the true potential of a modern, civilized society is actually exemplified through the Holocaust and is representative of the cruel reality that humans are capable of creating. He cautions that if not prevented, it is in the realm of possibility that either current or future societies are adapted to committing genocide on perhaps an even larger scale than what was witnessed in the dark period of the early 1940s. Further, he makes clear that this genocide was not committed by a group of anomic barbarians, but a so-called moralized and democratic society that not only allowed the creation of death camps but was complicit and vital to their functioning. Through implementing the production capabilities of the industrialized factory system, coordinated with the efficiently organized chain of command facilitated through bureaucracy, the Third Reich applied the advanced technological and business models available in the 20th century to a sophisticated killing machine, the concentration camps. To Bauman, the success of the Nazi’s mass murder scheme was rooted in its ‘correct use’ of bureaucracy. It was essential that the German administration utilized this formalized system of procedure to have efficiently achieved their government goals by synthesizing (1) the civil service composed of ‘normal’ citizens, (2) brute military force, (3) an industrialized mode of production, and finally (4) a single political party that provided an overall idealistic sense of a united nation. (13-14 Bauman) In the Third Reich, tied to the sense of a united nation was a united German Volk, of only the purest Germanic blood. Hitler’s functional objective of a judenfrei Germany was not originally presented in the terms of ridding the world of all Jewry through mass murder. His sinister dream of a ‘racially pure’ Aryan nation began in active forced deportation of minority groups to surrounding European nations. But as the war continued and the National Socialists political-military prowess and territory swelled, Germany quickly was responsible for more Jews than they knew what to do with or had any desire to humanely deal with.

As Bauman explains, The Final Solution was enacted and rationalized in a civilized nation through a tri-fold effect that would only have been possible in a modernized state. First, the SS hierarchy always shifted duty for otherwise immoral acts to a superior in command. Second, killing was always performed when capable at a physical distance with the aid of technology and never with zealous motivation, only professional efficiency due to the Fuhrer and Vaterland. In this way, responsibility for mass murder was diverted (in the minds of the killers) by the flick of an electrical switch and the psychological intention of murder was detached from the physical act of murder. Gas chambers were used purposefully; a chemical and technological barrier between the victim and the killer was intentionally in place. Shooting was discouraged and by the time the Einsatzgruppen mobilized, executioners who were overzealous about the concept of carrying out the firing squad were removed from that station. Finally, the Nazis systematically removed anything close to resembling humanity and humanness from their victims through removal of all basic rights, starvation, torture, and forced slave labor. In this way, the ‘invisibility’ of the Muselmanner (walking corpses) was complete. The murder of millions under the Third Reich regime was possible because each dead body was not considered as a corpse; it was just another final, capitalized product of the factory-line system.

In Bauman’s summarizing words, “It [the Holocaust] was a legitimate resident in the house of modernity; indeed, one who would not be at home in any other house.” (Bauman 17) He emphatically rejects the notion of the German Final Solution as an irrational aberration from traditional civilized tendencies. In fact, he presents civilization not a force that has overcome barbarism, but one that actually supports natural violent tendencies towards ethnic minorities. He continues to explain his meaning of civilization, which in his words has dual, co-existing potentialities for extreme good as well as extreme evil. In Bauman’s sociological viewpoint, the humanity that put the man on the moon and co-orchestrated the Olympics is the same humanity that allowed the death camps of the Third Reich to murder 6 million Jews and 5 million other civilians, all in the heart of Western Europe only 70 years ago. He quotes Rubenstein to what he concludes as the ultimate lesson of the Holocaust, “Both creation and destruction are inseparable aspects of what we call civilization.” (Bauman 9) In conclusion, Bauman explores the devastation of the Holocaust as strictly a rationally explained historical incident explicitly to be considered in the framework of highly bureaucratic and highly industrialized nations, both of which are only possible in a modernized civilization.

Hoffman on Europe, The Soviets, and Socialism

Hoffman presents the Soviet Union much like any other state in Europe during the post enlightenment era of the 19th and 20th centuries: development oriented, with a focus on medical and industrial innovation, especially among the peasant class. Hoffman points out, however, that Russia (first Imperial, then Soviet) arrived “late to the party” so to speak when compared to their European counterparts. The peasants in France took it upon themselves to cast off the shackles of the monarchy at the end of the 18th century, while Great Britain systemically phased out the power of the monarchy through a series of elections, rendering the King all but a figurehead by the beginning of the First World War. Russia, however, despite attempts in the middle of the 18th century to make systematic changes, did not, as a whole, begin to develop as their European counterparts until the overthrow of the Tsar in 1917. Despite Soviet Russia’s late arrival to the development game played by their western counterparts, and their constricted form of government that ostensibly disqualified the USSR from consideration as a state that achieved modernity, Hoffman cites many parallels of development in Soviet Russia that mirror developments elsewhere in Europe. The most important of these parallels in development is the concept of scientism (the organization of all social, political, and economic endeavors under a scientific norm) which Hoffman discusses early on in his article. The Soviet Union, despite its communist organization and totalitarian regime, enacted many of the same governmental practices as their counterparts, including their “social welfare policies, economic consolidation and planning, and machine age utopiasim.” Hoffman therefore shows the reader a striking, and oft ignored series of similarities among the countries of Europe and the way in which they developed alongside one another. He also highlights the horrors of such development when he mentions the raw strength of science and the level headed critical thinking the practice is akin to provided both logical justification for the Holocaust, and the chemical component (Zyklon B) for its gas chambers, hinting at the horror of humanity in his conclusion, particularly how society, being machine-like in nature, tends to set itself on a path to destruction when it intended the achievement of an ideal society, much like the Soviet Union derailing on its quest for perfection (unattainable ideals as Hoffman puts it) in the postmodern era.

The Modernity Debate

In the article “European Modernity and Soviet Socialism,” David Hoffman strives to eradicate the notion of Russia being unique in comparison with other European countries (and therefore backwards and uncivilized).  While Russia did not follow the path of “…liberal democracy and industrial capitalism which characterized the political and economic systems of England, France, and the United States,” (Hoffman, 245) Russia certainly can be perceived as modern, if only the very definition of modernity be broadened.

Hoffman notes that in Western Europe, the definition of modernity and what constitutes as “modern” is very specific. Modernity in this instance entails the development of nation-states, the establishment of parliamentary procedures, and the spread of industrial capitalism. By this definition, Russia is certainly not modern. Subsequently, Hoffman argues that “…it is important to consider more universal trends associated with the coming of modernity. A number of aspects of Soviet socialism paralleled developments throughout Europe during the late nineteenth and twentieth centuries” (Hoffman, 245). Indeed, several ideals commonplace in Enlightenment thought are very prevalent in Russia. The belief in progress, faith in reason, veneration of science, and the disparagement of religion and tradition all characterized the Soviet system in various ways, as Hoffman continuously demonstrates.

Hoffman offers countless instances of Soviet modernity initiatives that were replicated all over Europe and in the United States. For example, the Soviets focused especially on the study of Eugenics. Eugenics is the belief that by sorting through and rooting out deficiencies (both mental and physical) found in humans, a new and vastly improved race could be achieved. While Germany certainly took this study and used it as justification for their racial cleanse, the United States expressed interest in Eugenics as well. Specifically, “In 1907 the state of Indiana passed a law that allowed sterilization of the ‘degenerate’ and in 1927 the United States Supreme Court upheld the constitutionality of compulsory sterilization ” (Hoffman, 254-255). Simultaneously, a strong Eugenics movement developed in the Soviet Union. Though this is a specific example, Hoffman’s point is made extremely clear. Russia can easily be seen as modern, once a definition is expanded. The idea of modernity can include a wide array of requirements or stipulations. By broadening our definition, Hoffman states we are better enabled to explain the wide array of modern proposals designed to reorder society on a rational basis.

Modernity and Soviet Socialism

David Hoffman’s article analyzes the meanings of what it means to be a modern state and how the Soviet Union has historically fit into this definition. A modern state is recognized as a nation-state that has developed a system of parliamentary democracy and a social and economic system based on industrial capitalism (Hoffman, 246). He acknowledges that the Soviet Union did not develop at the same rate or way compared to its European counterparts, particularly France and England. Hoffman argues that although the Soviet Union remained an autocracy until 1917 and had distinct political and social systems, it did develop several characteristics and fundamental ideas during the late nineteenth century and early twentieth century that Hoffman aligns with modernity. These developments include mass politics and a greater effort by the state to regulate and quantify the state’s population.
Many Soviet policies show development of mass politics and while it was not on the same scale as the French Revolution, Soviet propaganda, demonstrations, and campaigns were all focused on involving the greater public. The ultimate goal of involving and integrating the greater population into political structures was to create a society that was both conscience and cultured (Hoffman, 247). One particularly interesting development is that the Soviet Union became increasingly concerned with the capacity and health of society. Officials became interested in factors such as working conditions, urban planning, social hygiene and the spread of disease (Hoffman, 253). The Soviet Union took interest in the welfare and behavior of society later than many other countries in Western Europe, however this development and control of social welfare programs allowed the state the calculate population statistics and potential capabilities in both economic and military sectors as these areas were in the interest of national security (Hoffman, 250-251).
Hoffman closes his analysis with the argument that the developments mentioned above paired with the socialist ideology were unable to keep up and evolve with the Soviet Union’s European counterparts as they moved into the postmodern era. This was partly a result of the Soviet Union’s inability to successfully promote new technology and service sectors (Hoffman, 257).

The Holocaust: A product of modern society?

Is the Holocaust a failure or product of modern society?  Bauman in the first chapter of his book Modernity and the Holocaust argued the Holocaust represented the darker possibilities of modern civilized life.  Using the bureaucracy and social engineering utilized by the Nazis to create a judenfrei Europe as evidence to support his claims, Bauman stipulated that the Holocaust existed as an extension of modern civilization. This thesis contradicts a mainstream theory of sociology, i.e. the prevailing notion that the Holocaust was a failure, not a product, of modern society.  However, the bureaucracy, industrial complex pattern, and, rational efficiency all utilized by the Nazi’s to exterminate the Jewish people relate to Weber’s characteristics of modern society.  All of these characteristics differentiate the Holocaust and put it in a unique place as the first example of modern genocide.  In essence, Bauman argued that Nazi’s followed the precursor’s of all the traits encouraged in modern society to their rational, if not moral, conclusion.

In support of his overall thesis that the Holocaust was a product of modernity , Bauman pointed out the path of the Nazi plans to remove Jews from their territory.  By presenting the gas chambers and concentration camps as the logical conclusion to what might have been a costly relocation project, the extermination of millions of people became a rational, cost cutting plan to realize Hitler’sThird Reich.  By dehumanizing the Jewish people and making them another quirk in the system to be solved as efficiently as possible, the involvement of normal German citizens becomes comprehensible.  The people outlining the plans for the gas chambers could remain distant and claim to be merely following orders, similar to the SS officers responsible for mobile killing.  Everyone was just listening to their superior, and therefore not responsible for the greater outcome, similar to the necessity of a well-oiled cog in a factory machine.

The common notion that civilization has somehow advanced beyond the barbarism and savagery of the past becomes a falsity if Bauman remains correct.  Moreover, the factors of the Holocaust remain a normal part of the makeup of modern society.   Reason and logic failed to eliminate violence, instead they merely amplified and  facilitated the ability of humanity to exterminate an undesirable, regardless of any moral quandary.