Five Cheers for Five Year Plans?

When collectivization started, it opened a new chapter in Soviet economics, while closing another.  With the ending of the NEP that attempted to use the private sector to bring Russia away from its perceived ‘backwardness’, the Five Year Plans were implemented to achieve the same goal.  However, as Lewin in On Soviet Industrialization describes, it was at great cost.

Lewin begins by establishing that he declares the NEP to be too weak and did not encompass enough of the economy to be successful.  He states that the “NEP showed signs of not coping”, which could eventually lead to an economic crisis (273).  Unfortately, as Lewin continues, it is clear that the Five Year Plans were not better, possibly even worse.  Beginning with the first plan that ended a year early which plunged the entire economy into chaos, it was unclear what the future of the system was going to be.  Since there was no incentive for workers to be productive, unlike in the NEP, the end of quarters always became mad dashes for quotas and manipulation of books became rampant.  Lewin attributes this to the command system, where there were simply too many superiors making too many demands causing resources to be stretched too thin or not to be created at all.    Lewin concludes that this ruined “initiative from below” (283), with too many bureaucratic layers and leaders with self-interests.

The Five Year Plans quickly enveloped the entire economic system, where so many citizens had to sacrifice so little.  This is an economic system that should not be celebrated.

Problems with Collectivization

The goal of collectivization in the Soviet Union was to consolidate individual land and labors into collective farms. Stalin stated collectivization was politically necessary, Stalin also stated that collectivization needed to be gradual and voluntary, two things it was not. The landless peasants were meant to benefit the most form collectivization, since they were to be given an equal share of the profits. The problem was most peasants were not landless and they did not want to have to give up their lands and sell their harvest at the minimal price, and most peasants were forced into collectivization against their will. Collectivization also created many social changes, which lead to even more discontent and resistance among the peasants. When it first began collectivization was successful in harvesting enough to feed the urban population, this success lead the Central Committee to expand collectivization, ignoring Stalin’s earlier statement that collectivization should be gradual.

Collectivization: No.

In Stalin’s drive for collectivization, we see the difference between “intent” and “reality”. Stalin put too much faith in workers, the proletariat, to successfully carry out collectivization. Although Stalin at first labeled collectivization as a political necessity that must be brought about gradually, the actual process was anything but gradual. What was meant to be a revolution built from the ground up incurred little more than destruction, and was wholly brought about from the top to the bottom, which is the exact opposite of Marxist ideology. There were no clear guidelines for the campaign and too much faith was put into the workers to bring about “consciousness” and change gradually into the countryside. There was no moderation in collectivization. Stalin’s response as read in “Dizzy with Success” blamed problems on local authorities, removing himself and his central government from blame for policy violations while, at the same time, providing no actual guide for how to proceed. The masses were not prepared for collectivization and the 25000ers were not prepared to bring it about.

Italian Fascism: The Non-Authoritative Dictatorship

In Bosworth’s article “Everyday Mussolinism: Friends, Family, Locality and Violence in Fascist Italy”, ((Bosworth, R. J. B. “Everyday Mussolinism: Friends, Family, Locality and Violence in Fascist Italy.” Contemporary European History 14, no. 1 (February 2005): 23-43. http://www.jstor.org/stable/20081243.)) the pervasive and totalitarian nature of the Italian Fascist regime is brought into question. Bosworth argues that even the Duce himself was aware of how ineffective his government was at implementing policy into change of everyday behavior. An anti-Fascist under current developed and was reoccurring without being institutionally controlled. ((Bosworth, Everyday Mussolinism, 28)) By examining multiple individual cases and examples, Bosworth successfully shows the multitude of ways the Italian public found opportunities to undermine Mussolini’s supposedly complete system of statist control. His view of the limited forcefulness of Fascism is summarized as, “a fragile influence, an ideology and a system which could readily enough be evaded. Its announced intention radically and permanently to change the Italian present, past and future was a long way from realization.” ((Bosworth, Everyday Mussolinism, 27)) Bosworth admits that the historiography in the field of the ordinary life of citizens under Italian Fascism is limited. He cites the works of Stalinist historian Fitzpatrick and Nazi historian Peukert as examples of quality writing including case studies of day to day existence concerning the Soviet Union and Germany that are not comparably present in Italian historical writing. ((Bosworth, Everdyday Mussolinism, 25))

In more ways than one, Mussolinism comes across as the weakest of the European totalitarian regimes of the 1930s. Especially in comparison with the clear danger present under Nazism and Stalinism, each which utilized a terrorist state police force, surveillance system, and camp system, Fascism seems the gentler of the three in term of prosecution of enemies of the state. In fact, Bosworth presents the Facist regime as so corrupted that it was actually easily manipulated by the populace. In Hitler’s Germany and the Soviet Union, it was completely the opposite, with the public being controlled by the powerful administration.

In all three systems violence, fear, and nationalism was a reoccurring theme. However, the levels of public fear were clearly the lowest in Fascist Italy. In addition, trying to unify a country, as each regime did, while also attempting to create a hyper-controlled state was contradictory to the extreme and eventually led to the downfall of each dictatorship. The majority of the public eventually realized that the government could not be trusted with such highly opposing domestic goals. Bosworth gives the sense that this opinion was highest and most vocally expressed in Italy, where very few people took Fascism seriously and most attempted to carry out their lives and families’ traditions as normally as possible. Although Mussolini hoped to instill a strong, masculine, national Italian public life, his citizens rejected his hopes and emasculated the Fascist regime by retaining their distinct, individual, and regional Italian identities in contradiction with Mussolini’s proposed ‘one Italy’. ((Bosworth, Everday Mussolinism, 41)) If you were a citizen of an oppressive regime, under what circumstances and / or threats would it take for you to change your way of life or beliefs to appease the state?

 

 

Denunciation and the Great Purges

“…he ‘hunted for enemies everywhere with a magnifying glass’.” ((Sheila Fitzpatrick, “A Time of Troubles” in Fitzpatrick, Everyday Stalinism; Ordinary Life in Extraordinary Times: Soviet Russia in the 1930s, Oxford: Oxford University Press, 1999, 206)).

In Shelia Fitzpatrick’s “A Time of Troubles” she analyzed the impact the Great Purges had on everyday life and what mechanisms allowed the wide-spread terror to occur between 1937 and 1938. ((Fitzpatrick, “A Time of Troubles”, 199)). The Great Purges differed from earlier purges the Soviet Union experienced in that the term “enemy” was no longer associated with solely class. The classification of “enemy” became much broader and more difficult to identify. This broader characterization combined with flexibility of social identification and the ability to forge documents and family histories (as we discussed earlier in the semester) made individuals who would have been obvious targets for Soviet terror indistinguishable from others. The broader definition and atmosphere of suspicion created self-perpetuating mechanisms that caused the spread and escalation of the Great Purges in Soviet society.

Denunciation was one of the most notable mechanisms that allowed terror to proliferate. This public condemnation pitted colleagues against colleagues, workers against managers, communists against other communists of the same organizations. ((Fitzpatrick, “A Time of Troubles”, 207-208)). This was a result of competition, friction and power struggles between people and organizations to gain support from the government. In the Soviet Union during this time it became important not to “step on anybody’s toes”, even seemingly small incidents had the potential to become problematic. ((Fitzpatrick, “A Time of Troubles”, 208)). During the pinnacle of the Great Purges some people became professional denouncers as a way to protect themselves. Fitzpatrick uses an excellent example to illustrate this point. A senior soviet official secretly denounced many of his colleagues, after his death approximately 175 written denunciations were found in his apartment. ((Fitzpatrick, “A Time of Troubles”, 209)).

Fitzpatrick also discusses the role of newspapers in the spread of terror- To what extent do you think the Great Purges of 1937-1938 were prompted by newspapers? Do you think that the Great Purge would have reached the same heights without such media outlets? Additionally, Fitzpatrick states that the majority of the population had low levels of education. Would you argue that lack of education among the population quickened or slowed the spread terror during this period?

On a final and somewhat unrelated note, I also found it interesting how peasants rationalized the purges. The Great Purges were viewed by peasant as inevitable or unavoidable problems, comparable to disasters along the lines of floods, wars, poor harvests, famines and other “great misfortunes”. ((Fitzpatrick, “A Time of Troubles”, 192)).

Know Your Enemy

Fitzpatrick’s chapter regarding the Great Purges of the Soviet Union reads like a dystopian novel. Even the epigraph at the beginning stirs thoughts of “Big Brother”; it reads “You know they are putting people in prison for nothing now”.  Fitzpatrick attributes this quote to an anonymous “local official”, circa 1938, the temporal heart of the Great Purge. ((Fitzpatrick, Sheila. “A Time of Troubles,” in Everyday Stalinism: Ordinary Life in Extraordinary Times: Soviet Russia in the 1930s. (Oxford University Press, 2000), 190.))  This epigraph highlights a concept touched on throughout the rest of this chapter: no one in the Soviet Union, whether they be members of the communist party or ordinary citizens, escaped the wrath of the purge.

In other cases of state sponsored violence studied in this course thus far, a specific group finds themselves in the cross-hairs of the government. In Nazi Germany, the state took aim at the Jews. In Soviet Russia, however, the target never stayed the same. As Fitzpatrick notes, “enemies of the party” came under heaviest scrutiny, which ranged from people politically opposed to the rule of Stalin, to those ‘bourgeois degenerates’ who used state money to make their living situation more comfortable. ((Fitzpatrick, “A Time of Troubles,” 197.))  These high born degenerates suffered a great number of trials and tribulations due to their perceived offences. Public scapegoating came into common practice. These scapegoatings, as Fitzpatrick notes, often occurred among workers towards an individual in a position of power above them. These “Stakhanovites” organized meetings, and in them, flung insults at whomever they chose, calling them “bureaucratic barbarians” and comparing the accused to Joseph Goebbels, the Nazi minister of propaganda. ((Fitzpatrick, “A Time of Troubles,” 200.)) Still, however, at this point in the purge, the elites suffered, not the commoners.

The Great Purge did not spare the common, government fearing citizen.  In fact, as Fitzpatrick eloquently points out, it did not spare anyone. This all occurred because of denouncement. Neighbors snitching on neighbors to secret police and spies. Students on teachers. Factory workers on one another. Even members of the communist party sought fit to report crimes. No one, not even an innocent (albeit troubled) 8 year old boy, found themselves under an umbrella of safety from this disturbing phenomena. It is this that made the Great Purge so terrifying and effective.((Fitzpatrick, “A Time of Troubles,” 207-208.))

Sending people to the Gulag on a tip from their neighbor, persecuting political prisoners, and denouncing members of the privileged elite created, in essence, a state of fear in Soviet Russia. It fostered obedience to the state. Why? In times of most stark oppression, as seen in Italy under Mussolini (who met his end at the hand of his own people) and in Kenya during the Mau Mau era, people often organize, revolt, and overthrow the government; every society has its breaking point. How far would Stalin have to have gone in order to incite a revolt among his own people? If mass imprisonment, murder, and development of total paranoia among all members of society didn’t do it, what would?

A Time of Troubles

Surveillance and Terror.  These two terms were used in Sheila Fitzpatricks chapter, A Time of Troubles, as a way of discussing the Great Purges of 1937 and 1938.   In this Chapter, Fitzpatrick explored the many ways the Great Terror took hold of the Soviet State and how it spread throughout the state.

The one part of Sheila Fitzpatrick chapter that really stood out to me was her section on how the Great Terror Spread.  Fitzpatrick noted that there were several ways that the Great Purge spread.  The first was through the “NKDVs practice of interrogation, in which arrested ‘enemies of the people’ would be forced to write confessions naming their conspiratorial associates.”  ((Fitzpatrick, Sheila. “Surveillance and Terror” in Everyday Stalinism; Ordinary Life in Extraordinary Times: Soviet Russia in the 1930s, Oxford: Oxford University Press, 1999, 205-206.))  If people found themselves in hot water, whether it was true or not, were forced to write down names of who helped them commit crimes, even if their ‘associates’ actually existed or not.  This seemed really interesting to me because it seemed like the state was just as interested in weeding out potential enemies than actual enemies.   The states main weapon, in the case of spreading the terror and finding enemies, was the use of fear.  The fear of violence, the fear of being sent to Gulags greatly impacted peoples decisions to write down names or tell the state who is an enemy.  People were afraid that if they didn’t cough up names, they themselves could have ended up in the Gulag and possibly end up dead.

Within Fitzpatricks section of how the Great Purge spread, the example of how children were used in the process of finding enemies was really interesting.  She stated that children thought “catching spies seemed like Great Sport.”  ((Fitzpatrick, Sheila. “Surveillance and Terror” in Everyday Stalinism; Ordinary Life in Extraordinary Times: Soviet Russia in the 1930s, Oxford: Oxford University Press, 1999, 207.))  She used an example of a girl named Lena who was on a bus coming back from camp and overheard a man speak in German about “rails” and “Signal”. ((Fitzpatrick, Sheila. “Surveillance and Terror” in Everyday Stalinism; Ordinary Life in Extraordinary Times: Soviet Russia in the 1930s, Oxford: Oxford University Press, 1999, 207.))   This example that Fitzpatrick used was really fascinating to me, but it was also a reminder that children in the Soviet Union were a key component of the states future in the eyes of the party.  As Fitzpatrick noted with this example, the minds and behaviors of children were incredibly important and helpful to the state.  Not only could the state change their minds through indoctrination, but they could also use these children as spies within homes, within camps, and within schools to rat out enemies of the state.  What really intrigues me is why children saw this as a sport?  What kind of images or stories would the state use on children to help them see a connection between ‘sport’ and ‘catching spies?’  If there were any rare cases of intelligent children who could see beyond this propaganda game that the State was playing on the children, what do you think might have happened to them?

 

Terror and Surveillance

“Surveillance means that the population is watched; terror means that its members are subject on an unpredictable but large-scale basis to arrest, execution, and other forms of state violence.” ((Fitzpatrick, Sheila. “A Time of Troubles,” in Everyday Stalinism: Ordinary Life in Extraordinary Times: Soviet Russia in the 1930s. (Oxford University Press, 2000), 190.)) This is the theme of Chapter 8 of Sheila Fitzpatrick’s Everyday Stalinism, in which the modes of Soviet public repression and purging are explored in detail.

The development of the Communist “Great Purges” in the 1930s was a self-propelling loop of suspicion, witch-hunts, and above all else, terror. Initially, excessive disfranchisement of Communist party members led to large amounts of ex-Communists, who were all assumed to be enemies of the state. At first, there was no method of integration by which these ex-members might become respectable citizens once more- the “black marks on the record could not be expunged”. ((Fitzpatrick, “A Time of Troubles,” 193.)) Because of their inability to operate in a country under such intense surveillance and suspicion, many of these blacklisted individuals assumed new identities, oftentimes forging passports and moving and changing their names. This caused the Soviet regime to perceive an even greater threat of disguised corruption, resulting in more purges.

Soviet officials frequently attacked their “enemies” with hypocritical claims. Despite possessing these characteristics themselves, they accused party enemies of engaging in favoritism, the creation of cults, and luxurious lifestyles. The accusers were no different in this regard than the accused, but they painted the victims in such a light as to use them as scapegoats, providing an outlet for the regime. ((Fitzpatrick, “A Time of Troubles,” 197.)) Newspapers even “carried a wealth of startling information about the sins of leading Communists”, creating even more unrest and suspicion among the masses. ((Fitzpatrick, “A Time of Troubles,” 195.)) This particular notion seemed odd to me at first; wouldn’t this cause people to lose faith in the party? However, upon further reading, I came upon the surprising fact that there existed a great deal of resistance to Communist rule during the 1930s- a particular quote regarding taking revenge during World War II (apparently much anticipated) bridged that gap of continuity. ((Fitzpatrick, “A Time of Troubles,” 205.))

“Show trials” were also characteristic of the Great Purges. However, because of the amount of Communist officials that were placed on trial outside of Moscow, these had a distinctively “populist” aspect, which furthers the idea of resistance to the regime. ((Fitzpatrick, “A Time of Troubles,” 203)). These shows of public resistance intrigue me. How did the Soviet regime deal with the deposition of their leaders in rural areas? Perhaps it makes sense that entire villages were emptied and their inhabitants sent off to the Gulags.

A Soviet official crushing the snake of deceit.

One final thought: the fact that most, if not all, of these Purges were state-instituted and not publicly supported, as Fitzpatrick seems to suggest, implies that much of the violence rampant in Stalinist Russia was primarily implemented by the state. Where was the public support that Beyond Totalitarianism tells us was necessary for such violence to exist?

Creating a Modern Public

In the fifth chapter of Three New Deals titled “Public Works,” Wolfgang Schivelbusch compares the motivations for and the goals of the large public projects carried out by Fascist Italy, Nazi Germany, and the United States during the 1930s. Schivelbusch argues that each country’s project responded developments within the Soviet Union, their shared competitor ((Wolfgang Schivelbusch, “Public Works,” in Three New Deals – Reflections on Roosevelt’s America, Mussolini’s Italy, and Hitler’s Germany, 1933-1939) (New York: Picador, 2006), 104)). Although Italy’s drainage of the Pontine Marshes, German’s construction of the autobahn, and the United States’ construction of dams and power plants through the Tennessee Valley Authority Act uniquely reflected each country’s unique social context and needs, all of the projects reflected the modern theme of promoting individualism through collectivism. 

These projects drew the attention of the entire nation while only actually affecting a small portion of the population. Nevertheless, with each project the state created a new national prize and monument around which the people could feel a sense of pride. The projects themselves served as propaganda, they created fantasy’s that masked the national reality. Mussolini galvanized and militarized the Italian people with his “harvest battle” as he marched tractors and people into new cities long before the start of WWII ((Schivelbusch, Three New Deals, 151)). To quote David Lilienthal, a member of the TVA’s board of directors, the new electrical dams and towns created by the TVA  represented “a token of the virility and vigor of democracy” during the depths of the depression and a period where only 20 percent of American home had electricity ((Schivelbusch, Three New Deals, 151)). Hitler preemptively constructed the autobahn before the motorization of Germany ((Schivelbusch, Three New Deals, 170)). These national projects united the people around a sense of achievement while also promoting a sense of individuality. The new Italian agricultural land and towns promoted self sufficiency and an independent lifestyle. In the American and German projects, the myth of widespread electricity and mobility respectively fostered a sense of freedom that technological developments facilitated. All three projects left the majority of the population yearning for a new lifestyle; albeit, a national dream.

As Schivelbush outlines in chapter four titled, “Back to the Country,” the aforementioned states tried to develop the same sense of collective individualism in their efforts to institute economic autarky, national economic stability achieved through individual self-sufficiency ((Schivelbusch, Three New Deals, 107)). Furthermore, each state’s program reinforces one of core characteristics of a modern state outlined by David L. Hoffmann in his book Russian Modernity: Politics, Knowledge, Practices. Hoffman identified the modern state’s ability to “utilize the emotional and mobilizational power of traditional appeals and symbols, themselves disembedded from their original context and recast for political purposes” ((Hoffman, David L, and Yanni Kotsonis. Russian Modernity: Politics, Knowledge, Practices. (London: Palgrave Macmillan, 2000), 247)). Postwar, modern governments seemingly never acted without some ulterior or latent political motive. What other government programs support this thinking? Could a modern government ever implement policy devoid of propagandistic values? How did/has the public works of Italy, Germany, and the United States changed our view of government programs? Did these public works achieve their goals? How are they viewed today?

Soviet and Italian Planned Industry 1930s

While the United States and Western Europe raised eyebrows towards Stalin’s fantastical collectivization plans, Russia committed to several massive industrial projects in order to mobilize the Soviet Union’s rising communist dream. Many of these industrial projects were characterized by prometheanism, or, newfound strategies to subjugate and conquer lands for means of industry. The project of Magnitogorsk, a massive city constructed in the 1930s under Stalin’s five year plan, prevails as a paragon example of Soviet economic mobilization.

Magnitogorsk is located at the far south-east of the Ural Mountains, close to the Ural River. Unusually large iron deposits located there provided Stalin with enough incentive to build an entire city in proximity to harvest the iron for industry. To ensure efficiency, Stalin placed experienced industrial officials at the forefront of the project, while much of the hands on labor force became peasants, kulaks, or other Soviet agitators whose actions merited deportation out past the Urals to Magnitogorsk.

The first to catch on to the rise in Soviet industry, according to Wolfgang Schivelbusch in his Three New Deals, was Mussolini, who subsequently created plans to develop a series of small cities in order to rebuild a powerful Italy. Similarly to Stalin, but on a less grand scale, Mussolini created his city plans year-by-year called the “nuove citta.” Like Magnitogorsk (pre-perestroika), these impromptu, large industrial projects with little modification turned into “anti-cities.” Sabaudia, the city Schivelbusch uses as an example, is reminiscent of a deserted prison marked by its emptiness and harsh geographic structuring.

Sabaudia, Schivelbusch's example of an "anti-city." (p.147)

Sabaudia, Schivelbusch’s example of an “anti-city.” (p.147)

It seems as though both Stalin and Mussolini planned too far ahead for the immediate future. How beneficial were large construction projects for stimulating long term economic mobility for the Soviet Union and Fascist Italy in the 1930, despite the fact that many of these operations fell flat? Was the actual creation itself the goal?